Sophisticated Investor Questionnaire - 2

Please send to support@sec.rakuten.com.au

Step 2 of 2

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Please answer the question for the following criteria
Criteria 1: At least 50 CFD trades in the last 12 months
You have met this requirement through your trading at RSA?
- Yes
- No
Please upload trading history from another broker*
Drop files here or

Accepted file types: jpg, png, pdf, doc, docx, csv, xls, xlsx.
Criteria 2: At least $500,000 AUD notional value of CFD trades in the last 12 months
You have met this requirement through your trading at RSA?
- Yes
- No
Please upload trading history from another broker*
Drop files here or

Accepted file types: jpg, png, pdf, doc, docx, csv, xls, xlsx.
Criteria 3: The value of your portfolio, assets and investments exceeds $250,000 AUD*
Does your RSA account hold at least $250,000 AUD?
- Yes
- No
Please upload proof that your portfolio, assets and investments exceed $250,000 AUD*
Drop files here or

Accepted file types: jpg, png, pdf, doc, docx, csv, xls, xlsx.
Criteria 4: At least 1 year work experience in the financial sector

Summary of Investment Experience

(Please note that all experience relevant to using financial services and investing in financial products generally and derivatives in particular should be included.)

Personal Details

Capacity in which the investor acts (trustee, director, individual, etc.)*
Relevant Qualifications (RG146, bachelor’s degree, etc.)
Relevant Work Experience
Employer
Title/role
Time in position
Relevant Investment Experience

If you have additional experience in addition to the above 4 criteria, please provide below.
What instruments have you traded in the past?
How many years have you been trading/investing?
How frequently do you trade?

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Professional Account
(Sophisticated Investor Questionnaire – 2)

Step 2 of 2

Summary of Investment Experience

Personal Details

Relevant Work Experience

Relevant Investment Experience

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