Rakuten Securities Australia fully adheres to Anti-Money Laundering and Counter-Terrorism Financing Rules (AML/CTF Rules) in accordance with the Anti-Money Laundering and Counter-Terrorism Financing Act 2006. The following AML Policy explains how Securities Australia Pty Ltd (“Rakuten Securities Australia”) stay compliant with the AML/CTF rules.
Financial Services Guide
The purpose of this FSG is to provide clients of Rakuten Securities Australia with key information about the financial services that we offer. It is designed to give you information required to make an informed decision about whether to use those financial services.
Product Disclosure Statement
This Product Disclosure Statement (PDS) is dated 29 March 2021 and has been prepared by Rakuten Securities Australia Pty Ltd ABN 99 153 803 804; Australian Financial Services Licence (AFSL) 418036 (Rakuten Securities Australia, we, our, us). This PDS is designed to help you decide whether the Rakuten Securities Australia Products described in this PDS are appropriate for you. You may also use this PDS to compare this financial product with similar financial products offered by other issuers. All Rakuten Securities Australia Products are over the counter (OTC) derivative contracts and are not exchange-traded financial products.
Terms and Conditions
These terms govern your Account with Rakuten Securities Australia. The particular terms which apply to you will depend on the Financial Products or financial services provided to you by Rakuten Securities Australia. All of the Financial Products or financial services are subject to the general terms in this document and to the Schedules which apply to particular financial services you may receive or particular Financial Products you may transact from time to time.
TARGET MARKET DETERMINATION
The purpose of this TMD is to describe the target market of Consumers for our CFDs, and to address the Design and Distribution Obligations set out in Part 7.8A of the Corporations Act 2001 effective from 5 October 2021.