Our policies

Rakuten Securities Australia fully adheres to Anti-Money Laundering and Counter-Terrorism Financing Rules (AML/CTF Rules) in accordance with the Anti-Money Laundering and Counter-Terrorism Financing Act 2006. The following AML Policy explains how Securities Australia Pty Ltd (“Rakuten Securities Australia”) stay compliant with the AML/CTF rules.

The purpose of this FSG is to provide clients of Rakuten Securities Australia with key information about the financial services that we offer. It is designed to give you information required to make an informed decision about whether to use those financial services.

Rakuten Security Australia is committed to the protection of your privacy and adheres to the Australian Privacy Principles in accordance with the Privacy Act 1988 (Commonwealth of Australia). Protecting the privacy and safeguarding the personal and financial information of our clients and website visitors is one of our highest priorities. The following Privacy Policy explains how Rakuten Securities Australia Pty Ltd (“Rakuten Securities Australia”) collects and protects your personal information.

This Product Disclosure Statement (PDS) is dated 1 August 2022 and has been prepared by Rakuten Securities Australia Pty Ltd ABN 99 153 803 804; Australian Financial Services Licence (AFSL) 418036 (Rakuten Securities Australia, we, our, us). This PDS is designed to help you decide whether the Rakuten Securities Australia Products described in this PDS are appropriate for you. You may also use this PDS to compare this financial product with similar financial products offered by other issuers. All Rakuten Securities Australia Products are over the counter (OTC) derivative contracts and are not exchange-traded financial products.

These terms govern your Account with Rakuten Securities Australia. The particular terms which apply to you will depend on the Financial Products or financial services provided to you by Rakuten Securities Australia. All of the Financial Products or financial services are subject to the general terms in this document and to the Schedules which apply to particular financial services you may receive or particular Financial Products you may transact from time to time.

The purpose of this TMD is to describe the target market of Consumers for our CFDs, and to address the Design and Distribution Obligations set out in Part 7.8A of the Corporations Act 2001 effective from 5 October 2021.